As Martha Woodmansee and
others have noted, changes in literary definitions
of author have not appreciably influenced
economic and legal definitions. In 'The Law
of Texts: Copyright in the Academy', Woodmansee
and Peter Jaszi write that it is
possible to overlook the
substantial contribution of Romantic aesthetics
to our law of texts, with the result that
while legal theory participated in the construction
of the modern 'author', it has yet to be
affected by the structuralist and poststructuralist
critique of authorship. [1]
Romantic aesthetics as expressed
in texts such as William Wordsworth's 1798
'Preface to Lyrical Ballads' remain
influential in our legal definitions and 'commonsense'
ideas of authorship, particularly those that
emphasise 'vivid sensation' and the 'spontaneous
overflow of powerful feelings' as elements
of creativity and thus authorship. [2]
Today, the clearest and most convincing evidence
of the discursive intersections of aesthetics
and law appears in discussions of Internet
technology and its accompanying new 'authors'
and 'texts', making those intersections appear
to be a particularly late-twentieth-century
phenomenon. Wordsworth's 'Preface' and other
statements of his aesthetic theories suggest
otherwise.
Clearly,
a complete explication of the intersections
of legal history and aesthetic judgment in
the late eighteenth and early nineteenth centuries
is beyond the scope of this paper; however,
a contextualisation of Wordsworth and several
of his various writings on copyright and authorship
can sketch those intersections. In this paper,
I will argue that the intersections of aesthetics
and law evident in Wordsworth's writing are
a continuation of certain economic and legal
developments which took place in Britain during
the late eighteenth and early nineteenth centuries.
Specifically, I will argue that the economic
and legal conditions of Wordsworth's time
tied production and payback together, and
that that tie becomes particularly apparent
upon the eve of the 1815 publication of the
two-volume Poems by William Wordsworth.
Wordsworth's concern with issues of copyright
and authorship at the time of Poems'
publication indicates a clear preoccupation
with the problematic intersections of aesthetic
and legal discourse.
Romantic
Copyright and Common Sense
In The Romantic Ideology: A Critical Investigation,
Jerome J. McGann argues that 'the scholarship
and criticism of Romanticism and its works
are dominated by Romantic Ideology, by an
uncritical absorption in Romanticism's own
self-representations.' [3]
It is this uncritical absorption that makes
Romantic aesthetic theory appear 'natural'
or as a matter of 'common sense'. As Andrea
Lunsford and Lisa Ede write in Singular
Texts/Plural Authors, our 'commonsensical'
view of authorship derives from 'the Western
philosophical tradition defining the autonomous
individual as the source or foundation of
all knowledge'. [4]
This 'commonsensical Romanticism' makes it
difficult to appreciate the critical abnormality
of Wordsworth's 'Preface' in its time. Given
the neoclassical context from which Wordsworth
emerged, the aesthetic theory embodied in
the 'Preface' seemed suspect-perhaps even
revolutionary-to many of his older contemporaries.
However, Romantic aesthetics were more likely
the culmination of a century-long development
of the radical textual individual: the professional
writer.
Woodmansee
argues that the modern sense of the term 'author'
is 'the product of the rise in the eighteenth
century of a new group of individuals: writers
who sought to earn their livelihood from the
sale of their writings to the new and rapidly
expanding reading public'. [5]
The increased industrialisation of products
in the eighteenth century led to an increased
commodification of culture, including textual
culture. At the height of neoclassicism during
the British Enlightenment, writers were producers
of text-that is, they were skilled craftsmen
capable of organising received ideas in original
ways. In the beginning of 'The Genius and
the Copyright', Woodmansee provides a 1753
definition of 'book' that notes that 'many
mouths are fed' by the manufacture of books,
including the 'scholar and the writer, the
papermaker, the type founder, the typesetter
and the printer, the proofreader, the publisher,
the book binder, [and] sometimes even the
gilder and the brass-worker'. [6]
According to Woodmansee, this definition indicates
a 'compound model of writing' in which no
one 'maker' of the book-writer included-is
privileged above the others. [7]
The compound model of writing, however, did
privilege one maker economically-the
publisher. At the beginning of the eighteenth
century, the only copyright law on the books
existed to protect publishers' rights rather
than authors' rights.
With
the lapse of the Licensing Act in 1695 came
a new interest in textual control in the form
of libel laws, religious literacy campaigns,
and, most notably here, copyright legislation.
In 1710, the Statute of Anne became what is
often held as the first modern recognition
of copyright as we think of it today. However,
as Mark Rose points out, the statute served
less as an authors' bill than as a booksellers'
bill, a 'legislative continuation of the ancient
trade regulation practices of the Stationers'
Company, the London guild of printers and
booksellers which had long controlled the
book trade in Britain'. [8]
Indeed, Jaszi claims that in the early eighteenth
century, even 'authorship' was an idea more
likely to benefit publishers than writers.
He writes:
After its introduction
into the law of copyright, even as it received
new content from developments outside legal
culture, 'authorship' remained a malleable
concept, generally deployed on behalf of
publishers rather than writers. Indeed,
the interests most directly at stake in
disputes over the content of copyright law
usually are those of firms and individuals
with capital investments in the means by
which the productions of creative workers
are distributed to consumers. [9]
The shift from publishers'
copyright to authors' copyright happened gradually
over the century, as more people learned to
read and write, and as 'professional writer'
became a more respectable profession. Woodmansee
argues that the modern sense of the 'author'
is a product of 'the rise in the eighteenth
century of a new group of individuals: writers
who sought to earn their livelihood from the
sale of their writings to the new and rapidly
expanding reading public'. [10]
Likewise, Lunsford and Ede write that the
'history of the concept of authorship cannot
be separated from the evolution of authorship
as a profession'. [11]
Terry
Belanger claims, in 'Publishers and Writers
in Eighteenth-Century England', that an increasingly
literate population led to a market economy,
which in turn led to a shift in attitudes
toward professional writers; in short, writers
began to be paid for their work. Belanger
notes that in the first half of the century,
the most common form of
payment [.] was no payment at all. [.] The
lack of interest which Thomas Gray displayed
in receiving payment from his bookseller
for his work ['Elegy Written in a Country
Churchyard'] probably struck even his contemporaries
as somewhat quaint by the 1750s, but it
was certainly shared by a great many other
writers who came from gentlemanly backgrounds.
[12]
Previously, if the author
had gotten paid at all, that payment had been
a one-time consideration in exchange for a
copyright. And, as Jaszi notes, that particular
manifestation of copyright, intent on making
money for publishers, ‘actually encouraged
the creation of popular adaptation of pre-existing
works'. [13]
However, as writing became increasingly professionalised
in the eighteenth century, more authors received
royalty payments; the impetus behind this
shift was the changing attitude about professional
writers. It was not shameful anymore to be
paid for one's work.
As
Woodmansee writes in 'The Genius and the Copyright',
the eighteenth century was a turning point
in the general idea of what it meant to write
or to 'author', and that idea was tied up
intimately with copyright. According to Woodmansee,
at the beginning of the eighteenth century
in Europe,
it was not generally thought
that the author of a poem or any other piece
of writing possessed rights with regard
to these products of his [sic] intellectual
labor. Writing was considered a mere vehicle
of received ideas which were already in
the public domain, and, as such a vehicle,
it too, by extension or analogy, was considered
part of the public domain. [14]
Early eighteenth-century
neoclassicism, with its emphasis on art as
imitation and arrangement, had different aesthetic
values from Romanticism, and that change in
values reflected a change in economics. Lunsford
and Ede write:
Before copyright laws could
seem not only just but inevitable, society
had to accept the idea that there is a crucial
distinction between the production of literary
texts and, say, the raising and selling
of apples and that the writer's role in
creating a book is somehow privileged-different
from that of the printer or bookbinder.
[15]
The closely connected ideas
of text-as-capital and author-as-owner emerged
from the specific cultural conditions of the
European Enlightenment, new conditions that
demonised plagiarism and valorised 'individuality',
especially as an economic construct.
Woodmansee
argues that one of the fundamental shifts
in eighteenth-century textual culture is that
in reading and writing strategies, and it
is a shift from neoclassical to Romantic values.
She writes that the
new conception of the book
as an imprint or record of the intellection
of a unique individual [.] entails new reading
strategies. In neoclassical doctrine the
pleasure of reading had derived from the
reader's recognition of himself in a poet's
representations (a pleasure guaranteed by
the essential similarity of all men). [16]
The new conceptions of writing
and reading entailed seeing the writer as
an originator, one who no longer produced
texts as a cog in a publication machine, but
instead created them as an 'author'.
It is this emphasis upon creativity as the
mark of authorship that informs current legal
discussions of copyright. In 1991, for example,
the US Supreme Court, ruling from an 1879
precedent, held that compilations of data
could not be copyrighted unless they showed
'some minimal degree of creativity'; copyrightable
works, according to the court, 'are original,
and are founded in the creative powers of
the mind. The writings which are to be protected
are the fruits of intellectual labour, embodied
in the form of books, prints, engravings,
and the like.' [17]
In 1994's Campbell vs Acuff-Rose Music,
similarly, the US Supreme Court held that
comment and criticism (in this specific case,
parody) can claim fair use of copyrighted
material as long as the original material
is 'transformed' rather than merely superseded.
The creativity of an author thus forms an
affirmative defence against a publisher's
charge of copyright infringement; the Court
wrote that the 'more transformative the new
work, the less will be the significance of
other factors, like commercialism,
that may weigh against a finding of fair use.'
[18]
The
move to make literature an object to be owned
or held (and thus to make authors those who
could own or hold) was a move of the marketplace,
one that demanded texts as product rather
than process, texts and ideas that could be
bought, sold, hoarded, or exchanged. Jay David
Bolter asserts that printed books have come
to mean fixed, ownable texts. He writes that
in
the age of the manuscript
and especially in the age of print, the
book was valued for its capacity to preserve
and display fixed structures. It was a technological
reflection of the great chain of being,
in which all of nature had its place in
a subtle, but unalterable hierarchy. [19]
Further, that hierarchy became
even more unalterable with the advent of copyright
law, which changed forever what it meant to
produce 'literature'. That is, the very notion
of an 'ownable text' contradicted the prevailing
idea of literature at the time that the Statute
of Anne was passed, since eighteenth-century
European culture considered 'literature' to
be a dynamic conveyance of linguistic action
rather than a passive receptacle of an individual's
private thoughts. [20]
Wordsworth,
‘Drudges’, and Copyright: An Overview
Wordsworth's interest in copyright law seems
to follow him through his publishing career;
in 1807, the publication of his Poems in
Two Volumes and a pending copyright extension
prompted him to complain to Richard Sharp
that the proposed legislation does not go
far enough in protecting the heirs of an author.
In the letter, dated 27 September 1808, Wordsworth
writes that he does not think that proposed
copyright legislation goes far enough. He
writes:
I am told that it is proposed
to extend [copyright] from 14 years, as
it now stands, after the decease of authors,
till 28, this I think far too short a period;
at least I am sure that it requires much
more than that length of time to establish
the reputation of and to bring them consequently
into such circulation that the authors,
in the Persons of their Heirs or posterity,
can in any degree be benefited, I mean in
a pecuniary point of view, for the trouble
they must have taken to produce the works.
[21]
Further, he argues, the present
law protects the professional writer but not
the true author. In the same letter, he refers
to professional writers as the 'useful drudges
in Literature' and 'flimsy and shallow writers,
whose works are upon a level with the taste
and knowledge of the age'. Writers of real
power, writes Wordsworth, may die before their
work is ever popular, and thus 'are deprived
of all hope of their families being benefited
by their exertions'.
Five
years later, Wordsworth again made his feelings
about both professional writers and copyright
known in a letter to Sir William Lowther (Wordsworth's
patron, the Earl of Lonsdale). In a letter
dated 6 February 1812, Wordsworth writes that
'except writers engaged in mere drudgery,
there are scarcely any authors [.] who find
literature, at this day, an employment attended
with pecuniary gain.' Wordsworth disdains
professional writers, clearly holding them
to be a breed apart from real 'authors'. He
does, however, envy them their moneymaking
potential even as his holds their work and
popularity in contempt. As in his letter to
Sharp, Wordsworth expresses concern about
his heirs to Lowther, writing that he had
'erroneously calculated upon the degree in
which [his] writings were likely to suit the
taste of the times; and [.] much the most
important part of [his] efforts cannot meet
the public eye for many years through the
comprehensiveness of the subject.' In 1814,
the professional writer received a substantial
copyright increase, when the British government
did in fact extend the term to twenty-eight
years. Wordsworth continued to lobby not for
copyright reform, which he saw as a
compromise, but for perpetual copyright.
Eventually,
Wordsworth settled for mere reform and, in
the late 1830s, threw himself into lobbying
government officials for a sixty-year term
of copyright. [22]
In a 5 February 1835 letter to Sir Robert
Peel, the Prime Minister of Britain, Wordsworth
observes that the 'worthier and nobler class
of Authors' write 'not with a view to instant
profit, and immediate effect, but with a hope
of being permanently beneficial to mankind.'
Further, he comments, his copyright will expire
before the proceeds from his work will benefit
his heirs:
During more than thirty
years many of my productions have been before
the Public. No one will deny that they had
gradually wrought their way into estimation;
and now when the Sale of them might considerable
benefit such part of my family as may survive,
the short time of Copy-right allowed by
law, would make these public property, some
at my decease, and others soon after.
In fact, Wordsworth's works
had indeed 'wrought their way into estimation',
indicating that, as he had argued in his 1815
'Essay, Supplementary to the Preface', he
had created the taste by which his work would
be enjoyed. [23]
Wordsworth
draws a distinction between professional writers
and authors, just as he draws a distinction
between works of 'taste' and works of 'imagination'.
[24]
Copyright law must protect authors of imagination,
according to Wordsworth, because it must protect
financial legacies for individuals and cultural
legacies for a society. In a 12 April 1838
letter to the editor of the Kendal Mercury,
Wordsworth emphasised these dual legacies,
writing that
what we want in these times,
and are likely to want still more, is not
the circulation of books, but of good books,
and above all, the production of works,
the authors of which look beyond the passing
day, and are desirous of pleasing and instructing
future generations. [.] A conscientious
author, who had a family to maintain, and
a prospect of descendants, would regard
the additional labour bestowed upon any
considerable work he might have in hand,
in the light of an insurance of money upon
his own life for the benefit of his issue.
[25]
British copyright did not
change substantially until 1842, when the
term of copyright was extended not to sixty
years (as Wordsworth had hoped), but to forty-two
years, or the life of the author plus seven
years, whichever was longer.
Wordsworth's
emphasis on material as well as cultural legacies
shows an intersection of economic and aesthetic
concerns that play out today in our legal
definitions of authorship. For Wordsworth,
'inspired' works of genius and their profits
existed as material; and, as Woodmansee writes,
the Romantic idea of 'inspiration' contributed
directly to the idea of textual ownership.
She argues that as authors came to be seen
as creators rather than producers of texts,
inspiration came to be
regarded as emanating not from outside or
above, but from within the writer himself.
'Inspiration' came to be explicated in terms
of original genius, with the consequence
that the inspired work was made peculiarly
and distinctively the product-and property-of
the writer. [26]
With the continuing extensions
of copyright in the nineteenth century, literature
becomes ownable and transferable-part of an
author's estate. These extensions and the
new materiality of the text completed the
shift from publishers' copyright to authors'
copyright; all that was left, according to
Wordsworth, was to address the inequity of
a work's aesthetic worth and its financial
potential.
Popular
vs Organic Taste: Wordsworth’s 1815
‘Essay’
In 'Romantic Rhetoric and the Rhetorical Tradition',
Rex L. Veeder claims that one of the key elements
of Romantic aesthetics is best expressed by
William Godwin. Godwin's 1793 Enquiry into
Political Justice, Veeder writes, 'upholds
two basic principles: that human beings are
working toward perfection [.] and that change
is inevitable but that it is best that change
be gradual.' [27]
Veeder uses Godwin's Enquiry to challenge
the idea that Romantic philosophy was one
of pure expressivism and untamed individuality.
Veeder writes that if we consider Godwin's
emphasis on inevitable yet incremental change,
we will
realize how unbridled enthusiasm
and expression would not be suitable to
a 'gradual' and, therefore, 'organic' political
body. What would be rhetorically necessary
for such a political body would be a rhetoric
of contemplation and reflection-a rhetoric
that leads to gradual change. [28]
Like Godwin's political philosophy,
Wordsworth's aesthetics emphasise organic
change, particularly when considering issues
of public taste and critical judgment. Wordsworth's
clearest expression of his idea of the inevitable
organic change in tastes is his 1815 'Essay,
Supplementary to the Preface'.
Written
prior to the publication of Poems by William
Wordsworth, Wordsworth's 'Essay' examines
the history of shifting literary tastes of
Europe. Wordsworth notes that popular taste
has not always coincided with aesthetic merit,
writing that 'every author, as far as he is
great and at the same time original, has had
the task of creating the taste by which he
is to be enjoyed: so has it been, so will
it continue to be.' [29]
Great authors, writes Wordsworth, may be original
but that will not ensure their popularity;
he distinguishes between popular and
good books, deploring 'the senseless
iteration of the word, popular, applied to
new works in poetry, as if there were no test
of excellence in this first of the fine arts
but that all men run after its production,
as if urged by an appetite.' [30]
Wordsworth notes that every
age has seen its public run after bad poetry.
However, he writes,
this advantage attends
the good, that the individual, as well as
the species, survives from age to age; whereas,
of the depraved, though the species be immortal,
the individual quickly perishes; the object
of present admiration vanishes, being supplanted
by some other as easily produced; which,
though no better, brings with it [at] least
the irritation of novelty. [31]
Good authors and their works
transcend shifting literary tastes, according
to Wordsworth, because of creative 'genius',
which is 'the introduction of a new element
into the intellectual universe: or [.] it
is the application of powers to objects on
which they had not before been exercised,
or the employment of them in such a manner
as to produce effects hitherto unknown.' [32]
This clearly Romantic valorisation of originality,
as opposed to the neoclassical 'craftsmanship'
of his eighteenth-century predecessors, connects
Wordsworth directly to the ideas of text-as-capital
and author-as-owner.
While
the 'Essay, Supplementary to the Preface'
does not comment directly on British copyright,
it does make the same connections between
aesthetic and economic considerations in the
figure of Wordsworth's 'genius'. A genius
has no chance for financial gain without perpetual
copyright. If changes in taste happen gradually,
and Wordsworth believes that they do, then
the author-genius must be protected from the
vicissitudes of popular taste long enough
for the public to come to their aesthetic
senses. Wordsworth values copyright law because
it addresses an aesthetic consideration (taste)
through legal mechanisms (copyright legislation);
this intersection of aesthetics and law safeguards
one Romantic concept (the originary author)
while another (organic change) takes hold.
Copyright allows the concepts to co-exist
in Wordsworth's world. 
Wordsworth's
continuing interest in copyright legislation
suggests that the 'Romantic author' has been
marked by the intersections of art and law
from its conception. Lunsford and Ede write
that the Romantics,
whose assertions of originality,
all the more striking because of their contrast
with the increasing alienation and loss
of independence catalyzed be the Industrial
Revolution, helped further establish this
new view of the writer as author. [33]
Wordsworth's commentary on
issues of copyright and authorship is itself
a continuation of eighteenth-century discussions
of textual ownership. It is thus that we find
evidence of Romanticism in our own laws of
copyright: the very concept of the author
intersects the material and legal considerations
of copyright. As McGann argues, a key component
of the Romantic mythos is the idea
that art transcends material. He writes that
one of the 'basic illusions' of Romanticism
is that only authors and works of imagination
'can transcend a corrupting appropriation
by "the world" of politics and money'.
In
the course of the last three centuries, the
fiscal imperatives of copyright have become
aesthetic and legal constructs, changing our
definitions of texts, copyright, and authors.
In the case of copyright, what was once a
law to ensure publishers' proprietary rights
to products is now an often unspoken belief
that solitary authors have original ideas,
and that those authors should be able to control
those ideas as an expression of their originality.
In 'Plagiarisms, Authorships, and the Academic
Death Penalty', Rebecca Howard writes:
The individual author defines
the post-Gutenberg playing field, and that
author is credited with the attributes of
proprietorship, autonomy, originality, and
morality. Although three centuries after
the inception of the modern author these
attributes have come to be regarded as 'facts'
about authorship, their historical emergence
demonstrates them to be cultural arbitraries,
textual corollaries to the technological
and economic conditions of the society that
instated them. [34]
The intersections of art
and law-the cultural arbitraries of which
Howard writes-form the basis of Wordsworth's
critical interest in copyright legislation,
just as they inform contemporary discussions
of copyright, and, indeed, just as they seem
to inform scholarly discourse in the humanities,
right down to conventions of citation and
attribution. If the recent high-profile charges
of plagiarism against historian Stephen Ambrose
and, earlier, Martin Luther King, Jr demonstrate
anything, it is an enduring preoccupation
with language as a commodity. [35]
In particular, exclusivity of word and work
forms part of the peculiar disciplinary terrain
of English studies, in which Wordsworth stands
as the very avatar of authorship. Given that
avatar's fervent belief in the connection
of copyright and inheritance, it is fitting
that the historical emergence and continuing
influence of certain aspects of authorship,
such as the emphasis on creativity and ownership,
forms one of his most lasting legacies.